SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Bohanon Stephen

(Last) (First) (Middle)
C/O ALKAMI TECHNOLOGY, INC.
5601 GRANITE PARKWAY, SUITE 120

(Street)
PLANO TX 75024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALKAMI TECHNOLOGY, INC. [ ALKT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chf. Strategist & Sales Offr.
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/01/2022 F 5,913 D $14.27 376,654 D
Common Stock 09/06/2022 S 18,368 D $14.7176(1) 358,286 D
Common Stock 09/06/2022 M 40,000 A $0.92 398,286 D
Common Stock 09/06/2022 S 40,000 D $14.6884(2) 358,286 D
Common Stock 09/06/2022 M 73,333 A $2.34 431,619 D
Common Stock 09/06/2022 M 1,927 A $3.32 433,546 D
Common Stock 09/06/2022 M 9,219 A $3.32 442,765 D
Common Stock 718,673 I See footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $0.92 09/06/2022 M 40,000 (4) 11/02/2027 Common Stock 40,000 $0 123,333 D
Stock Option (Right to Buy) $2.34 09/06/2022 M 73,333 (4) 12/11/2028 Common Stock 73,333 $0 193,333 D
Stock Option (Right to Buy) $3.32 09/06/2022 M 1,927 (4) 02/20/2030 Common Stock 1,927 $0 69,527 D
Stock Option (Right to Buy) $3.32 09/06/2022 M 9,219 (4) 03/13/2030 Common Stock 9,219 $0 59,219 D
Explanation of Responses:
1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.51 to $14.90, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
2. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.95, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
3. The amount of securities beneficially owned following the transaction reported herein includes: (1) 339,119 shares held of record by Botech Trust, of which the Reporting Person is trustee, 339,119 shares held of record by KBCouture Trust, of which the Reporting Person's spouse is trustee, and 40,435 shares held of record by Bohanon Consulting, of which the Reporting Person is an officer and director.
4. The shares subject to the option are fully vested and exercisable.
Remarks:
/s/ Douglas A. Linebarger, as Attorney-in-Fact for Stephen Bohanon 09/06/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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